Organisations that have suffered from catastrophic IT outages often describe the cause of the disruption as ‘unexpected’ when in hindsight
LIBOR alignment uncertain as replacements falter
Regulators soften position on 2021 migration target as concerns are raised about agreeing a consistent approach to reference rate remediation.
Continuous Evolution and Development of Clock Sync for Regulatory Compliance Beyond MiFID II RTS 25
In 2018, regulators in Europe and the US introduced clock synchronisation regulations for financial services firms. In Europe, ESMA’s MiFID
A Template for the MiFID II RTS 6 Algo Self-Assessment Validation Report
MiFID II RTS 6 Article 9 details the requirement for all investment firms that provide Direct Electronic Access for clients
Your LIBOR homework is due shortly
Since 2017, regulators such as the FCA and PRA, alongside the Financial Policy Committee, have been highlighting the need to
MiFID II Transaction Reporting: Mind the Gap
As the dust settles on the MiFID II transaction reporting go-live, financial services companies are taking stock of solutions rushed
Citihub Consulting Announces the New Regulation Dictionary
In the run-up to MiFID II, Citihub Consulting realised the need for a canonical list of the various data requirements
15 Minutes with: Matt Gall on Defensible Disposal & Legal Hold
With changes now enforced by the GDPR, many firms are evaluating the processes to defensibly dispose of data for which
Download | MiFID II RTS 6 Algo Self-Assessment (Article 9 Annual Self-Assessment and Validation)
In April 2018 Citihub Associate Partner, Stuart English, published a blog highlighting the FCA’s report on algorithmic trading and its
FCA report on the supervision of algorithmic trading in wholesale markets and its relevance for MiFID II RTS 6 compliance
On 12 February 2018, the FCA published a report on the supervision of algorithmic trading in wholesale markets. The report
15 Minutes with: Paul Jones on Data Lake
Regulatory demands for data storage, processing and retrieval have fuelled the demand for data lake solutions. Increasingly businesses are seeing
Using Compliance Management for Competitive Advantage: Growth Opportunities Created by Recent Securities Regulation
The brokerage business has undergone significant change since the New York Stock Exchange traded its first stock for Bank of
2018 Cloud Trends in Financial Services
2018 is in full swing and from our recent conversations and work with CxO’s of global financial services firms, we
Post-Brexit Risk Transfer Trades …. Something To Bank On?
If there is one thing that’s clear at the current stage of Brexit negotiations, it’s that things are not clear.
What’s Next After MiFID II Go-Live?
Citihub encourages clients to consider what is important immediately after go-live Stay current on your favourite topicsSubscribe Many clients recognise
Massive Scale Risk Management Environments
Something is stirring in Front Office Risk Management IT in the Tier 1 Investment Banks. We are seeing the emergence