Organisations that have suffered from catastrophic IT outages often describe the cause of the disruption as ‘unexpected’ when in hindsight
LIBOR alignment uncertain as replacements falter
Regulators soften position on 2021 migration target as concerns are raised about agreeing a consistent approach to reference rate remediation.
Your LIBOR homework is due shortly
Since 2017, regulators such as the FCA and PRA, alongside the Financial Policy Committee, have been highlighting the need to
15 Minutes with: Matt Gall on Defensible Disposal & Legal Hold
With changes now enforced by the GDPR, many firms are evaluating the processes to defensibly dispose of data for which
FCA report on the supervision of algorithmic trading in wholesale markets and its relevance for MiFID II RTS 6 compliance
On 12 February 2018, the FCA published a report on the supervision of algorithmic trading in wholesale markets. The report
Using Compliance Management for Competitive Advantage: Growth Opportunities Created by Recent Securities Regulation
The brokerage business has undergone significant change since the New York Stock Exchange traded its first stock for Bank of
Post-Brexit Risk Transfer Trades …. Something To Bank On?
If there is one thing that’s clear at the current stage of Brexit negotiations, it’s that things are not clear.
3 Forex Trends to Address in 2018
2017 was an eventful year for the foreign exchange (Forex) markets. The $5.1 trillion-dollar industry experienced high-volume trading activity as
IPv6: Is Your Business Ready?
As predicted, the Internet has run out of space and the entities that assign addresses ran out years ago. More
Massive Scale Risk Management Environments
Something is stirring in Front Office Risk Management IT in the Tier 1 Investment Banks. We are seeing the emergence
Cloud: How to Approach ‘Exit Management’ Compliance
‘Exit Management’ is a phrase becoming more familiar to regulated enterprises looking at regulatory compliance for public cloud. The term
Practical Cloud Assurance and Compliance Experiences
From deciphering regulations to implementing controls, our Cloud Control and Assurance Framework has been developed and evolved through normalising thousands
Data Gravity Could Keep Your Multi-Cloud Strategy From Taking Off
Vendors and Open Source communities are helping to make the movement of applications between clouds easier than ever, with maturing
Time To Rethink Your SaaS Strategy?
For all our financial services clients, Software-as-a-Service is a prominent delivery model for third party applications and data. SaaS has
DevOps – Don’t Automate A Process Until You’ve Considered Its Goal
I’ve encountered numerous organizations with a simple approach to DevOps — automate everything. While I am a strong proponent of automation,
Preparing for FRTB
Stay current on your favourite topicsSubscribe Since 2008, regulators have been implementing safety measures to curtail the risk factors of